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Imperialism, Sovereignty and the Making of
International Law
This book examines the relationship between imperialism and
international law. It argues that colonial confrontation was central to
theformation of international law and, in particular, its founding
concept, sovereignty. Traditional histories of the discipline present
colonialism and non-European peoples as peripheral concerns. By
contrast, Anghie argues that international law has always been
animated by the ‘civilizing mission’ the project of governing
non-European peoples. Racial discrimination, cultural subordination
and economic exploitation are constitutively significant for the
discipline, rather than aberrations that have been overcome by
modern international law. In developing these arguments, the book
examines different phases of the colonial encounter, ranging from the
sixteenth century to the League of Nations period and the current
‘war against terror’. Anghie provides a new approach to the history of
international law, illuminating the imperial character of the discipline
and its enduring significance for peoples of the Third World.
antony anghie is Professor of Law at the S. J. Quinney School of
Law, University of Utah. He received his LLB (Hons.) and BA (Hons.)
degrees from Monash University, Melbourne, Australia, and his SJD
degree from Harvard Law School. He practised law for several years in
Melbourne, and now teaches Contracts and various subjects in the
International Law curriculum, including International Business
Transactions and International Environmental Law. He has served as a
tutor at Monash and Melbourne Universities, where he has taught
Development Politics and International Relations; and as a Teaching
Fellow at Harvard College where he has taught International
Relations. He also served as Senior Fellow at Harvard Law School and a
Professor John Dugard Universiteit Leiden
Professor Mary-Ann Glendon Harvard Law School
Professor Christopher Greenwood London School of Economics
Professor David Johnston University of Edinburgh
Professor Hein Kötz Max-Planck-Institut, Hamburg
Professor Donald McRae University of Ottawa
Professor Onuma Yasuaki University of Tokyo
Professor Reinhard Zimmermann Universität Regensburg
Advisory Committee Professor D. W. Bowett qc
Judge Rosalyn Higgins qc
Professor J. A. Jolowicz qc
Professor Sir Elihu Lauterpacht cbe qc
Professor Kurt Lipstein
Judge Stephen Schwebel
A list of books in the series can be found at the end of this volume.
Imperialism, Sovereignty and the
Making of International Law
Antony Anghie
S. J. Quinney School of Law, University of Utah
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo
Cambridge University Press
The Edinburgh Building, Cambridge , UK
First published in print format
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© Antony Anghie 2004
Information on this title: www.cambrid
g
e.or
2Findingtheperipheries:colonialismin
nineteenth-century international law 32
Introduction 32
Elements of positivist jurisprudence 40
Defining and excluding the uncivilized 52
Native personality and managing the colonial
encounter 65
Reconceptualizing sovereignty 100
3Colonialismandthebirthofinternational
institutions: the Mandate System of the League
of Nations 115
Introduction 115
The creation of the Mandate System 119
vii
viii c ontents
TheLeagueofNationsandthenewinternationallaw123
The Mandate System and colonial problems 136
The Mandate System and the construction of the
non-European state 147
Government, sovereignty and economy 156
The mandate and the dissolution of sovereignty 179
The legacies of the Mandate System: toward the
present 190
Conclusion194
4Sovereignty and the post-colonial state 196
Introduction 196
Decolonization and the universality of international
law 199
Development,nationalismandthepost-colonialstate204
Developmentandthereformofinternationallaw207
Foreword
In this challenging book, Dr. Anghie examines a series of episodes in the
legal history of the relations between the West and non-Western polities.
He argues that they possess common features, reproducing at different
epochs and in different ways an underlying pattern of domination and
subordination and doing so despite continued professions of idealism
and universal values by the (Western) lawyers and leaders who have been
dominantly engaged.
The first of these episodes dates from the earliest phase of interna-
tional law. Of the five studied, it is the least institutional. Rather it
is an episode of justification and apology Vitoria’s attempt to deal
with the rights of the Amerindians faced with Spanish colonization. Of
course, Vitoria was dealing with this problem after the event and he
wasteaching (a generation after Columbus) in the Catholic tradition of
moral religious theory and not as a self-perceived international lawyer.
But his work, Anghie argues, inaugurated our subject. From the begin-
ning, international law was not exclusively concerned with the relations
between states but, and more importantly, with the relations between
civilizations and peoples. Moreover these were relations of domination.
Colonization and Empire were present at the creation, and the apolo-
getic use of universalist ideals has never been abandoned, whatever new
forms it may have taken.
The second episode is that of the 1884 5 Congress of Berlin and the
final stages of colonial expansion. It was as a result of this process or, as
with Japan and Siam, of the pre-emptive adoption of Western techniques
(including international law) by the few entities that managed to survive
it without losing their independence that international law became
global. The ancient ideal of universality was realized as a result of and in
the course of the substantial (and historically rather recent) suppression
xi
‘law in the name of security, reproduces a new form of imperialism.’
Moreover it is a new imperialism in which neo-conservatism vies with
neo-liberalism in the assertion of control.
International lawyers have always assumed that their subject existed
bc (before colonization), just as they have tended to assume its flores-
cence, as yet open and undetermined, in our time of ad (after decoloniza-
tion). Anghie’s thesis is that we live still in a common era of Continued
Empire (ce), albeit under new forms. Not everyone will agree with his
argument, or that each of his chosen instances necessarily exemplifies it.
Evidently there is a measure of generalization and simplification. There
1
Certain Phosphate Lands in Nauru (Nauru v. Australia), ICJ Reports 1989 p. 15. Following the
decision the claim was settled by Australia, with subsequent contributions from the
two partner governments.
2
Palestine is still the exception.
foreword xiii
are many differences among ‘Third World’ states, and we should resist
equating ‘Third World’ with ‘the countries that lack governance’ or those
in which ‘development has failed’; otherwise debates about governance
and development will become viciously circular.
It must be admitted that the general theme of the work that ‘[t]he
colonial history of international law is concealed even when it is repro-
duced’ is sobering. The book is not, however, unrelievedly pessimistic.
In Anghie’s view ‘the Third World cannot abandon international law
because law now plays such a vital role in the public realm in the
interpretation of virtually all international events’. It may be doubted
whether ‘it is possible to create an international law that is not impe-
rial’, and faith in the future is hardly balanced by our recorded history
of good works. But the fact remains that, although not under circum-
unstinting in his support and concern ever since I was his student. His
vision of international justice, his integrity, his erudition and wisdom
establish the standards to which I will always aspire but never attain.
David Kennedy supervised my thesis, and his brilliance, support, encour-
agement and provocation were indispensable to the writing of this work.
It was only gradually, as I embarked on my own teaching career, that I
better appreciated the magnitude of the generosity, insight and under-
standing that he extended to me, and that made this work, for better
xiv
acknowledgements xv
or worse, possible. His vision and dedication created a remarkable SJD
programme at Harvard Law School, which supported not only my own
scholarship, but that of many other younger scholars whose important
and innovative work was uniquely appreciated and encouraged. I am
indebted to two institutions in particular. My colleagues at the S. J.
Quinney School of Law, at the University of Utah, through their kind-
ness and support, provided an ideal environment in which I could pur-
sue my work, as did the Graduate Programme at Harvard Law School
and all the people associated with it during the five years I spent there.
Mike Truman and Aaron Jordan provided both superb research assis-
tance and much-needed organization. John Bevan and Laura Ngai of the
S. J. Quinney law library were indefatigable in locating and providing me
with the most obscure and elusive materials. The University of Utah pro-
vided me with a Faculty Fellowship and sabbatical leave that made my
research possible during the last stages of the writing of this work. The
S. J. Quinney School of Law provided me with financial support through
the Summer Stipend Program. My thanks to the University of Tokyo and
Onuma Yasuaki for enabling me to spend three valuable months at the
University of Tokyo. I am also very grateful to James Crawford who was
kind enough to write the Foreword to this book, and who also made
cíkovo-Nagymaros Project (Hungary v.
Slovakia), ICJ Reports 1997, p. 7 237
Case Concerning Various Serbian Loans Issued in France (1929),
PCIJ Ser. A No. 20 227
Certain Phosphate Lands in Nauru (Nauru v. Australia), ICJ
Reports 1992, p. 240 (preliminary objections,
judgement) xii, 149
Duff Development Co. v. Kelentan Govt. [1924] A.C. 797 87
International Status of South-West Africa, ICJ Reports
1950, No. 10, p. 128 147, 149
Island of Palmas, see U.S. v. Netherlands 76
Johnson v. McIntosh, 21 US (8 Wheat.) 543 (1823) 80,213,290
Legal Consequences for States of the Continued Presence
of South Africa in Namibia (South West Africa)
Notwithstanding Security Council Resolution 276 (1970),
ICJ Reports 1971, p. 16 148, 154
xvi
table of cases xvii
Legality of the Threat or Use of Nuclear Weapons,
Advisory Opinion, ICJ Reports 1996, p. 226 273,293,305
Lighthouses in Crete and Samos (France v. Greece), 1937 PCIJ Ser.
A/B, No. 71 181
Lockerbie Case, see Questions of Interpretation and Application
of the 19th Montreal Convention
Military and Paramilitary Activities in and against Nicaragua
(Nicaragua v.United States), ICJ Reports 1986, p. 14 304
Nabob of Arcot v. The East India Company, 3 Bro. C.C. 292; 29
Eng. Rep. 544 (1791), reprinted in (1967) 6 British International
Law Cases 281 68
Nicaragua Case, see Military and Paramilitary Activities in and
U.S. v. Netherlands, 2 R.I.A.A. 829, 852 (1928) 76
Western Sahara, Advisory Opinion, ICJ Reports 1975, p. 12; 59
ILR 30 112
Table of treaties
Bowering Treaty, see Treaty of Friendship and Commerce
Between Her Majesty and the Kings of Siam
Covenant of the League of Nations, Versailles, 28 June 1919, in
force 10 January 1920, (1919) 112 BFSP 13 page 116
International Covenant on Civil and Political Rights,
NewYork, 16 December 1966, in force 23 March
1976, 999 U.N.T.S. 171 206,217,254
International Covenant on Economic, Social and
Cultural Rights, New York, 16 December 1966, in force
3 January 1976, 993 U.N.T.S. 3 217
Treaty Between His Britannic Majesty and His Majesty the King
of Irak, Signed at Bagdad, 10 October 1922 287
Treaty of Friendship and Commerce Between Her Majesty and
the Kings of Siam, 18 April 1855 86
Treaty of Nanking, Treaty of Peace, Friendship, and
Commerce Between Her Majesty the Queen of
Great Britain and Ireland and the Emperor of China,
29 August 1842, G. 8. -Ir. -P.R.C., art. III, 93 Consoi.
T.S.467 72 73, 85
Warsangali Treaty 88
xix
Introduction
The empires of our time were short lived, but they have altered the world forever;
their passing away is their least significant feature.
1
upon the conclusions of that Inquiry, the government of Nauru sought
compensation from the partner governments for the exploitation of the
phosphates and for the massive environmental damage that had been
caused to the territory of Nauru as a result of the mining.
It is surely the fantasy of every student who has ever participated
in the Jessup international law mooting competition to research a dis-
pute that could eventually be presented to the International Court of
Justice; and the central issue involved in this case could hardly have
been more compelling to me: was it possible for a formerly depen-
dent territory to bring a claim in international law for what in essence
was colonial exploitation? Professors Ian Brownlie, Barry Connell, James
Crawford, V. S. Mani and C. G. Weeramantry were all involved in
analysing and advising on this matter, and my fellow research assistant,
Deborah Cass and I were in the extraordinarily fortunate position of wit-
nessing how these expert international lawyers approached the issues
and constructed the case that was later argued before the International
Court of Justice.
While the needs and demands of the Inquiry consumed my immedi-
ate attention, what I found both curious and disturbing, as I researched
thequestions arising from the dispute and this involved examining
many aspects of the relationship between colonialism and international
law was the fact that international law had not only legitimized colo-
nial exploitation, a fact well established by many Third World schol-
ars but, in addition, it appeared to me, had developed many mecha-
nisms to prevent any claims for colonial reparations. The acquisition of
sovereignty by the Third World was an extraordinarily significant event;
and yet, various limitations and disadvantages appeared to be some-
how peculiarly connected with that sovereignty. In any event, ‘Third
World’ sovereignty appeared quite distinctive as compared with the
defining Western sovereignty. What, then, were the links, the nature
stages in the history of international law. In so doing I seek to challenge
conventional histories of the discipline which present colonialism as
peripheral, an unfortunate episode that has long since been overcome
by the heroic initiatives of decolonization that resulted in the emergence
of colonial societies as independent, sovereign states.
Iexamine the relationship between international law and colonialism
by focusing on the civilizing mission, the grand project that has justified
colonialism as a means of redeeming the backward, aberrant, violent,
oppressed, undeveloped people of the non-European world by incorpo-
rating them into the universal civilization of Europe. I argue that in the
field of international law, the civilizing mission was animated by what
Icrudely term the question of ‘cultural difference’. The imperial idea
that fundamental cultural differences divided the European and non-
European worlds was profoundly important to the civilizing mission in
3
Antony Anghie, ‘The Heart of my Home: Colonialism, Environmental Damage, and the
Nauru Case’, (1993)34Harvard International Law Journal 445 506.
4
The term ‘Third World’ might be anachronistic and misleading, but I will use it
nevertheless. For some recent works which point in very different ways to the
usefulness of the term, see B. S. Chimni, ‘Third World Approaches to International
Law: A Manifesto’, in Antony Anghie, Bhupinder Chimni, Karin Mickelson and Obiora
Okafor (eds.), The Third World and International Order: Law, Politics and Globalization (Leiden:
Brill Academic Publishers, Martinus Nijhoff, 2003), pp. 47 75 at pp. 48 51; Karin
Mickelson, ‘Rhetoric and Rage: Third World Voices in International Legal Discourse’,
(1998)16(2) Wisconsin International Law Journal 353 419; Balakrishnan Rajagopal,
‘International Law and Third World Resistance: A Theoretical Inquiry’ in Anghie,
Chimni, Mickelson and Okafor, The Third World, pp. 145 172.