MJu st/ B01 - CTCK
Ban hiinh thea T.Tu stJ'9512008fIT-BTC
ngiiy 24 thang 10 nam 2008 cicaB9 Tiii chinn

Cong ty cd pilau Chung khoan NHNO&PTNT VN
Dia chi: T~ng 5 - Toa nha Artex -172 Ngoc Khanh - Ba Dlnh -H1tnoi
Dien thoai: 04-(6)276.2666 Fax: 04-(6) 2.736.759
.

BAo cAo CAN DOl KE ToAN (NQl BANG)
QUY IV NAM 2015
Dan vi tinh: d6ng

TAl SAN
1
A - Uti san ngan han
(100=110+120=130+140+150)
I.Tien va cac khoan tuong duong tien
1. Ti~n
2. Ole khoan nrong dirong tien
11-Cac khoan d~u tu tal chinh ngan han
1. Dau nr ng&nhan
2. D~u nr ng&nhan cua nguoi uy thac dau nr
3. DV 2hong giam gili dau nr ngAn han (*)
111-Cac khoan phal thu ngan han
1. Phai thu cua khach hang
2. Tra tnroc cho ngtroi ban
3. Phai thu noi bo ngan han
4. Phai thu hoat d9ng giao dich chUng khoan
5. Cac khoan 2hiii thu khac
6. DV phong phai thu ngan han kh6 doi (*)

2
100

no
111
112
120
121
122
129
130
131
132
133
135
138
139
140
150
151
152
154
157
158
200
210
211
212
213
218

410,000,000,000
66,872,744,619
99,270,177,750

352,894,496,064
352,894,496,064

(32,397,433,131)
523,157,653,902
1,048,452,811,173
125,000,000

(60,029,441,291)
775,831,346,421
940,918,686,926

589,840,392,784
649,869,834,075

V.18
V.02

23,246,537,390
(548,666,694,661)
1,335,910,100
25,333,119,156
786,014,362

-


295,610,636,863

1,114,489,411

1,690,501,758

37,820,553,866
(36,706,064,455)

37,994,588,266
(36,304,086,508)

V.06

938,i3.~~?_~,51~_
-

- -----.-

282,584,896,729

278,470,356,105

306,316,632,500

299,348,632,500


TAl SAN
1

253
254
255
258
259
260
261
262
263
268

THUYET
MINH
3

V.04

S6VAUNAM

s6CU6IKY
4
(23,731,735,771)
10,465,779,000

5
(20,878,276,395)
15,449,779,000

569,924,566,964


270

2,253,167,970,658

2,709,875,322,201

A - No pha] tra (300=310+330)

300

188,108,742,589

467,033,417,114

1- No ngan han

310
311
312
313
314
315
316
317
319
320
321
322
323
327

4. Thue va cac khoan pMi nQp Nha nuac
5. PMi tn1 nguai lao dQng
6. Chi phi pMi tra
7. PMi tni nQi b6
8. cac khoan phai tra phai nQp ngAn h~n kMc
9. Phai tra ho~t dQng giao dich chUng khoan
10. PMi tra hQ cd tue, g6c va Iai trai phieu
11. Phai trii t6 chuc pMt hanh chUng khoan
12. Quy khen thuang, phUc lai
13. Giao dich mua ban l~i Trai phieu Chinh phil
14. Doanh thu chua th\l'e hi~n ngAn han
15. D\l' phong phai tra ngAn h~n
II. Ng dai h~n
1. PMi tra dai han nguOi ban
2. PMi trei dai hl;lnnQi hQ
3. PMi tra dai han kMe
4. Vay va ng dai h~n
5. Thue va thu nh~p hoan I~i phai tra
6. Du phong tra ctlp mat viec lam
7. D\l' phong pMi tra dai hl;ln

Page 2

-

V.l3

V.08
V.12


181,366,661,000

V.15
V.l6
V.09

.

--------_-_._---

,--


MA

THUYET

s6

MINH

1
8. Doanh thu chua tlnrc hien dai han
9. Quy phat trien khoa hoc va conz nghe

2
338
339

3

sa

T6ng cong nguon von (440=300+400)

s6CU6IKY
4 '

S6DAUNAM
5
.--------- .-

400

2,065,059,228,069

2,242,841,905,087

410
411
412
413
414
415
416
417
418
419
420

2,065,059,228,069


:,.-

I


,

?

A

A

,?

'"

,..,

"

CAC CHI TIEU NGOAI BANG CAN DOl KE TOAN
QUY IV NAM 2015
CHITItU

MAs6

A


394,449,601,874

325,547,248,266

006

10,562,586,350,000

10,995,994,420,000

6.1. Chung khoan giao dicb

007

7,225,892,940,000

7,568,549,510,000

6.1.1. Chung khoan giao dich ella thanh vien hru ky

008

160,556,980,000

144,391,870,000

6.1.2. Cluing khoan giao dich ella thanh vien trong nuoc

009


.0,,

.ii
019

6.3.3. ChUng khoan e~ffi e6 ella khaeh hang nuac ngoai

020

6.3.4. ChUng khoan e~ffi e6 ella t6 ehue khac

021

6.4. Chfmg khoan t~m gift

022

6.4.1. ChUng khoan tt;lffigift ella thanh vien luu ky

023

6.4.2. ChUng khoan t~ffi gift ella khaeh hang trong nuae

024

6.4.3. ChUng khoan tt;lffigill ella khlieh hang nuac ngoai

025

6.4.4. ChUng khoan tt;lffigift clla t6 chuc khae

026


029

6.5.3. Chtrngkhoan cho thanh toan cua khach hang nuoc ngoa

030

6.5.4. Chung khoan chc thanh toan cua t6 chile khac

031

6.6. Chung khoan phong tod cha rut

032

6.6.1. Chung khoan phong toa cho rut cua thanh vien luu ky

033

6.6.2. Chung khoan phong toa cho rut cua khach hang trong m

034

6.6.3. Chung khoan phong toa cho rut cua khach hang mroc ng

035

6.6.4. Chung khoan phong toa cho rut cua t6 chirckhac

036


6.8.2. ChUng khoan k:9'quy dam bao khoan vay eua khaeh han

044

6.8.3. ChUng khoan k:9'quy dam bao khoan vay eua khaeh han

045

6.8.4. ChUng khoan k:9'quy dam bao khoan vay eua t6 ehue kh

046

6.9. ChUng khoan sua 16igiao djch

047

7.Ch«ng khoan hm ky cong ty d~i chung chua niem yet
Trong do:

S6VAUNAM

s6CU6IKY

56,250,740,000

78,618,860,000
50,000,000

816,520,000



7.1. ChUng khoan giao dich

051

505,359,330,000

191,519,980,000

7.1.1. ChUng khoan giao dieh eua thanh vien lUll k:9'

052

22,941,620,000

22,941,060,000

7.1.2. ChUng khoan giao dieh eua thanh vien trong nUDe

053

482,417,710,000

168,578,920,000

7.1.3. ChUng khoan giao dieh eua thanh vien nUDengoai

054

7.1.4. ChUng khoan giao dieh eua t6 chile khae

.

-

-


CHiTItu

MAS6

7.3. Chung khoan cam co

061

7.3.1. ChUng,khoan e~m e6 ella thanh vien lao ky

062

7.3.2. Cluing khoan cam e6 ella khach hang trong mroc

063

7.3.3. Chung khoan cam e6 ella khach hang mroc ngoai

064

7.3.4. Chung khoan

cam e6 ella t6 chirc khac


7.4.4. Chung khoan tarn gill ella t6 chtrc khac

070

7.5. Chung khoan cho thanh toan

071

7.5.1. Chung khoan cho thanh toan ella thanh vien lao ky

072

7.5.2. Cluing khoan cho thanh toan ella khach hang trong mroc

073

7.5.3. Chung khoan cho thanh toan ella khach hang mroc ngoa

074

7.5.4. Chung khoan cho thanh toan ella t6 chtrc khac

075

7.6. Chung khoan phong tod cha rut

076

7.6.1. Chung khoan phong toa cho nit ella thanh vien lao ky


'"

\~

31,000,000

,~

7.7. Chfmg khoan chu giao dich

081

7.8.ChlPng khoon giao dich sUraIOi

082

8. ChUng khmin chua luu ky clla khach hang

083

9. ChUng khoan chua luu ky clla cong ty chUng khoan

084

10. ChUng khoan nh~n

uy thac dau gia

13,790,090,000

T6ng cQng

*

JJ


c6

M6u s6 B02a - crCK
Ban hanh thea T.Tu s6'95/2008fJT-ErJ'C
ngay 24 thdng 10 nam 2008 ciui B9 Tai chinb

CONG TY
PHAN CHUNG KHOAN NHNO&PTNT VN
Dia chi: Tang 5 - 172 Ngoc Khanh - Ba Dlnh -HIln¢i
Di¢n thoai: 04-(6)276.2666 Fax: 04-(6) 2.736.759

"
~
"'?
BAO CAO KET QUA HO~T DONG KINH DOANH
A

QUY IVNAM 2015
Don vi tinh: ddng
THUY

cat nsu


44,087,206,863

9,278,266,318

15,760,064,300

65,579,544,191

96,669,778,591 .

15,990,000,000

291,731,090

16,020,000,000

634,717,689

NAMNAY
4

NAMTRU(JC

01

47,775,179,446

01.1

- Doanh thu hoat dong dllu ur chung khoan, g6p v6n 01.2

2,161,888,664

634,318,181

01.6

750,678,333

1,576,983,913

2,106,732,577

3,306,471,789

15,057,835,870

41,092,576,154

58,947,810,100

148,231,330,307

- Doanh thu hoat d¢ng uy thac dllu gia

01.7

- Doanh thu cho thue sir dung tai san

01.8


11

25,162,090,457

32,844,254,677

30,295,554,558

-----I---~----~

214,518,093,162 __

t-5_.
L_I1l_:_.
·_n_hu_~_:_n__:;g:...cQ.:;_p_eu_'
a_h_o__:_a;tt_d_:Q'-n=-g_k_in_h_d_oa_n_h'-(_20_=--t
__20--+
-+-__2_2'-,6_05--,-,4_2_3,---,0_51-+_3_8,-,2_98--,-,7_6_O,-,1_99-+_1_3_8,_49_0_,9
78_,9_1_9,_82_~~
6. Chi phi quan 19doanh nghi~p
25
197,666,219,633
9,877,716,666
352,172,032,~78
42,906,03~
cc
7. L¢ nhuan thuan til' hoat dQng kinh doanh (30= 30
8. Thu nh~p khae

31

2,100,000

859,058

(175,060,596,582)

28,423,143,533

(213,680,216,265)

36,013,7~~tI17.
-I':"

HftH

IIAH

2,2~ ,594 VAPI
~)2,243,~
36,016,031,771

Ne

~/iv;

r-..o;;::

51
VI.1
6,255,129,156


LrJp ngay 13 thang 01 l1am 2016

NGUOIL!P

KE ToAN TRUONG

Tang Thj Trinh

Ngo Thj Hoang Nga
Page 7


CONG TY

c6 PHAN CHUNG KI-IOAN NI-INO&PTNT VN

Mdu so'B03 - CTCK
Ban hanh thea thong tit so'95/2008!IT-IJIC
ngay 24 thdng 10 ndm 2008 ella BI) Tid Chinn

Dia chi: Tang 5 - To1\.nha Artex -172 Ngoc Khanh - Ba Dlnh -H1\.noi
:£)j~nthoai: 04-(6)276.2666 Fax: 04-(6) 2.736.759

"'"

N

A'



(213,680,216,265)

36,016,031,771

02
03
04
05
06

3,255,437,323
264,945,820,524

6,581,443,606
59,076,554,165

65,579,544,191
(22,715,419,504)

96,669,778,592
76,013,413,629

97,385,166,269
(91,424,810,334)
518,679,400,825
(53,791,732,292)
3,831,13.2,645
(24,059,554,520)
(5,258,390,693)

10
11

LU'u chuyin tien thuan tir hO{lt dpng kinh doanh

12
13
14
15
16
20

(795,325,354)
444,565,886,546

II. Luu chuyen tien tir hOl;ltdQng dau tll'
cm oe mua sam, xay 01Jllg 1 ::set) va cac tal san
dAihc;tnkhac

21

(1,809 ,.~65,600)

(2,447,795,129)

11. lIen

1. J. 11;;11
lHU lU


III. LU'Uchuyen tien tir hOl;ltdQng titi chinh
Page 8

.-:_.

-


LUY Kt rtr DAU NAM DtN CUO! KY NAy

MA
SO

cat rmu
1

31/12/2015

31/12/2014

2

11. uen InU nr pnat nann co prueu, rih~ von gop cua
chu sa htru
12. .Iien ChI tra von gop cho cac chu sa htru, mua Iai co
phieu cua doanh nghiep dff phat hanh
3. Tien vay ngan han, dai han nhan duoc
4. Tien chi tra no gee vay
5. Tien chi tra no thue tai chinh
7. Co tire, 19i nhuan dfftra eho chu sa htru

(181,366,661,000)

(184,633,339,000)

260,388,970,856
352,894,496,064

31,046,906,982
321,847,589,082

613,283,466,920

352,894,496,064

n« N9i, ngay 14 thdng 01 ndm 2016
NGU(HL!P

KE ToAN TRUONG
~

Tang Thi Trinh

..

Ngo Thi Hoang Nga

Page 9


-o


'"
J"
I»

.0

J"

~

.1»

'"

.1»
0
0

-9

;::;

0
.1»

c;;

'"


J"
I»

S

-...

~
~
.._

J"

~

.'11

.v.

0\

(.II

~....

.'"
s'"

a::



Hlnh thtrc S(l hfru v6n: Cong ty C6 phan

& •
__....
)1I1i)

o'~

2.

Linh vue kinh doanh:

Chung khoan

3.

T6ng s6 cong nhan vien va ngaOi lao dQng: 165, Trong do: Nhan vien quan ly: 58

4.

D~e di~m hoat dQng cua doanh nghiep trong nam Htichinh co anh hirong Mn Bao cao tai

.~\~

chinh:

~

.lIli


ChedQke toan ap dung:
•

Quyet d~nh So 15/2006/QD-BTC ngay 20 thang 03 nam 2006 cua BQTruong BQTai chinh,
v/v: Ban hanh Che dQke tmin doanh nghi~p.

•

Thong tu 95/2008m-BTC ngay 24 thang 10 nam 2008 cua BQ trubng BQ Tai chinh, v/v
Huang dAn ke toan ap d~ng doi vai Cong ty Chung khoan.

2.

Tuyen b6 ve vi~e tmln tho ehu:ln ml,leke toan va ebe dQke toan:
Dam bao tuM thu dffy du cac Chuan mlJc Ke toan, H¢ th6ng ke toan Vi¢t Nam va Che d(>ke
toan ap d~ng doi vai Cong ty Chung khoan.

3.

Hlnh thue ke toan ap dl;mg:

IV.

cAc CHIN'H SACH KE ToAN Ap Dl)NG

1.

Nh~t ky chung