&|FWKXWQJYLWWW

*0GVV
  *OREDO0DULQH'LVWUHVVDQG6DIHW\6\VWHP
'6&  'LJLWDO6HOHFW&DOOLQJ  
1%'3  1DUURZ%DQG'LUHFW3ULQWLQJ
,10$56$7 ,QWHUQDWLRQDO0DUULWLPH6DWWHOLWH
0)   0HGLXP)UHTXHQF\
+)   +LJKW)UHTXHQF\
9+)  9HU\+LJKW)UHTXHQF\
$54  $XWRPDWLF5HSHDW5HTXHVW
)(&  )RUZDUG(UUR&RUUHFW
6)(&  6HOOHFW)(&
&)(&  &ROOHFW)(&
26&  2VLOODWRU
9&2  9ROWDJH&RQWURO2VLOODWRU
$6.  $PSOLWXGH6KLIW.H\LQJ
)6.   )UHTXHQF\6KLIW.H\LQJ
36.   3KDVH6KLIW.H\LQJ
30   3KDVH0RGXODWLRQ
$0   $PSOLWXGH0RGXODWLRQ
)0   )UHTXHQF\0RGXODWLRQ
$*&  $XWRPDWLF*DLQ&RQWURO
$)&  $XWRPDWLF)UHTXHQF\&RQWURO








Đ
6|~âFKằFQxQJYQKLPYã

Đ
0\WKX

Đ
0\SKW

&zFSKutQJSKzSvLXFK

&KwvQJ,,,7QJTXDQYWKLWEWKXSK|W0)+)-66

Đ
7êQJTXDQYWKLWEÊ-66

Đ
7K{QJVơNWKXW

Đ
0{WPFK~LQ

&KwvQJ,9

1JX\tQOWQJKƠSWQV WURQJP|\WKX
SK|W0)+)-66
Đ
1JX\zQOWêQJKSWQVơWURQJP\SKW

Đ

WUăQJ~ơLYLVẳSKWWULQFDQJKQK+QJKL'RWÂQKKLXTXFDRWK{QJWLQNÊS
WKđLYFKÂQK[F~WUQzQFKLPYÊWUÂ~FELWWURQJWK{QJWLQ+QJKL7KHR
F{QJ}FFDWêFKằF+QJKLTXơFW,02~QQJ\WKQJQxPWWF
FF WX ~X SKL WUDQJ EÊ K WKơQJ *0'66 SK KS YL YQJ ELQ KRW ~QJ
$$$$9LFVạGãQJUQJULFFWUDQJWKLWEÊFDKWKơQJ*0'66O[X
K}QJ SKW WULQ WW \X FD QJKQK YQ WL ELQ 9LF QJKLzQ FằX Y K WKơQJ
*0'66QĐLFKXQJYWKLWEÊWK{QJWLQ+QJKL0)+)-66QĐLULzQJ~âQJ
WKđLSKyQWÂFKVyXK|QQJX\zQOWêQJKSWQVơWURQJWKLWEÊOPWYLFOPKRQ
WRQFQWKLWYFSQKW+|QWKQDQKQJKLXELWVyXVFYFF~FWÂQKN
WKXWFDP\0)+)-66NK{QJFKFĐQJKĂDULzQJ~ơLYLWKLWEÊWK{QJWLQ
+QJKLFDKQJ-5&PFÔQFĐQJKĂDFYLYLFWPKLXWKLWEÊWK{QJWLQFD
FFKQJNKF~SằQJVẳSKWWULQFDFFGÊFKYãWK{QJWLQ
-66OWKLWEÊWK{QJWLQWêQJKSGR~Đ~ÔLKƠLVẳSKơLKSY~LXNKLQ~âQJ
E1KQJ\zXFXQ\~}FWKẳFKLQQKđFFWKLWEÊSKằFWSFĐVẳWUJLảSFDYL
[ạO~KWKơQJFĐWKKRW~QJOLQKKRW
6DXQxPKăFWSWLWU}đQJwLKăF+QJ+LYWKẳFWSWơWQJKLSWL&{QJ
W\WK{QJWLQ~LQWạ+QJ+Ll+L3KÔQJHP~~}FJLDR~WL
i
j
/XQYxQWơWQJKLSJâPFK}|QJ&K}|QJWKằQKWFDOXQYxQ~}FGQK
~WUQKE\WêQJTXDQYKWKơQJ*0'661KQJYQ~F|EQYWKLWEÊWKX
SKW~}FJLLWKLXWURQJFK}|QJWKằKDL&K}|QJWKằEDFDOXQYxQWUQKE\
WêQJTXDQYWKLWEÊ0)+)-66~âQJWKđLSKyQWÂFKWêQJKSFFYQ~F|
EQwKLXVyXK|QYPWYQ~NWKXWNKSKằFWSFK}|QJEơQSKyQWÂFK
QJX\zQOWêQJKSWQVơWURQJKWKơQJ
'RWUQK~FĐKQYQ~POXQYxQ~FSWLOLW}|QJ~ơLSKằFWSQzQ
QKW~ÊQKWURQJOXQYxQNK{QJWKWUQKNKƠLFÔQFĐFKôV|VLKRFWKLXFKÂQK
[F
(P[LQE\WƠOÔQJELW|QVyXVF~ơLYLFFWK\F{JLRFD.KRDwLQwLQ
WạWXELQYVẳ~QJYLzQYQKQJNLQWKằFTXEX~QKQ~}FWURQJVXơW

TXQJEWK{QJWLQDQWRQ+QJKLGẳERNKÂW}QJ YQKQJ WK{QJWLQNKQ
FSDQWRQNKFWLWX'~DQJKRW~QJYQJELQQRFFWXVFĐWKWKẳF
KLQ~}FFKằFQxQJWK{QJWLQFQWKLWFKRVẳDQWRQFDFKÂQKWX~ĐFàQJQK}
FFWXKRW~QJFQJNKXYẳF
,,&KFQQJWKQJWLQWURQJKáWKấQJJPGVV
%WNKRW~QJYQJELQQRPôLWXSKL~}FWUDQJEÊFFWKLWEÊY{
WX\QFĐNKQxQJWKẳFKLQFKằFQxQJWK{QJWLQ[X\zQVXơWFXFKQKWUQKFD
PQK
FKằFQxQJ~ĐO
3KWER~QJFSFằXWKHRFKLXWáWX~QEđ
7KXER~QJFSFằXWKHRFKLXWáEđ~QWX
3KWYWKXER~QJFSFằXWKHRFKLXWáWX~QWX
3KWYWKXFFWK{QJWLQSKơLKSWPNLPYFằXQQ
3KWYWKXFFWK{QJWLQKLQWU}đQJ
3KWYWKXWÂQKLX~ÊQKYÊ
3KWYWKXFFWK{QJWLQDQWRQKQJKL
3KWYWKXFFWK{QJWLQWK{QJWK}đQJ
7K{QJWLQEXâQJOLEXâQJOL
,,,FFYẹQJELàQéFTXLQKWURQJKáWKấQJJPGVV
&FKWKơQJWK{QJWLQY{WX\QFXWKQKWURQJKWKơQJ
JPGVV
FĐQKQJ
KQFKNKFQKDXQXQK}[WYWPKRW~QJ~ÊDOYGÊFKYãWK{QJWLQFXQJ
FSELKWKơQJ~Đ
&F~LG}|QJ~}FFKLDWKQKFFYQJULzQJELWFKảQJ~}FWKáDQKQGR
NKQxQJWK{QJWLQFàQJQK}JLLKQYFFF{QJQJKWK{QJWLQNKFQKDX
+WKơQJ
JPGV6
FKLD~LG}|QJWKQKYQJVDX
9QJELQ$OYQJELQQPWURQJYQJEDRSKFDÂWQKWPWWUP

WXSKL~}F
WUDQJEÊ~\~FFWUDQJWKLWEÊWK{QJWLQ4XL~ÊQKYWKLWEÊOS~WWUzQWXGẳD
WUzQF|VFWXYWUzQF|VYQJELQWXKRW~QJ
,4XLQKWUDQJEFKXQJFKRWơWFFFWXELàQNKQJSKệ
WKXậFYRYẹQJKRWậQJFểDWX
0\
YKI
WUẳFFDQKJăLFKăQVơ
GVF
3KWYWKXER~QJFSFằXWUzQ
NzQKYFĐNKQxQJWKẳFKLQWK{QJWLQWUzQY
7KLWEÊSKQ[
UDGDU
KRW~QJWUzQWQVơ*+]SKãFYãFKRWPNLP
YFằXQQ
VDUW

7KLWEÊWKXQKQWK{QJWLQDQWRQKQJKL
PVL
P\WKX
QDYWH[
KRF
P\WKXJăLQKĐPWxQJF}đQJ
HJF
QXWXKRW~QJWURQJYQJEDRSKFDY
WLQK
LQPDUVDW
YNK{QJFĐPQJO}L
QDYWH[



1JRLFFTXL~ÊQKWUDQJEÊFKXQJQK}WUzQFFWXKRW~QJQJRLYQJ
ELQ$QK}QJWURQJSKPYLFDYQJELQ$VSKLWUDQJEÊ
0\0)FĐWKWKXSKWWÂQKLXFSFằXWUzQWQVơ.+]JăLFKăQVơ
YWUzQWQVơ.+]EQJWK{QJWLQ~LQWKRL
0\WKXWUẳFFDQKJăLFKăQVơl
GVF
KRW~QJWUzQWQVơNK]
7KLWEÊSK\WÂQKLXFSFằXWXEđNKFQJRLP\
PI
FĐWK(3,5%KRW
~QJWUzQWQVơ 0+] KRF P\
KIGVF
KRFP\
LQPDUVDW

HSLUE
Y
WLQK
7KLWEÊP\WKXSKWWK{QJWK}đQJFĐGÊFKYãWK{QJWLQ~LQWKRLKD\~LQ
WÂQFĐWKP\+)0)KD\OP\
LQPDUVDW

,9ấLYẽLWXKRWậQJWURQJYẹQJDDD

1JRLTXL~ÊQKWUDQJEÊFKXQJQK}WUzQFFWXKRW~QJEzQQJRLYQJ
ELQ$$QK}QJWURQJSKPYLYQJELQ$VSKLWUDQJEÊ
/ẳDFKăQ

0\

HSLUE
YWLQK
7KLWEÊWKXSKWWK{QJWLQWK{QJWK}đQJWK}đQJOP\0)+)FĐGÊFKYã
WK{QJWLQWKRLYWUX\QFKExQJKS
9ấLYẽLWXKRWậQJWURQJYẹQJELàQDDDD

1JRLTXL~ÊQKWUDQJEÊFKXQJQK}WUzQFFWXKRW~QJWUzQFFYQJ
ELQVSKLWUDQJEÊ
0\0)+)WKXSKWVạGãQJFKRPãF~ÂFKDQWRQYFằXQQJăLFKăQVơ
WK{QJWLQWKăDLYLQExQJGLKSKRW~QJWURQJGLWQVơl.+]Y
l.+]
0\WKX'6&WUẳFFDQKWUzQWQVơ.+].+]YÂWQKWOPW
WURQJVơFFWQVơ.+]
7KLWEÊSKWWÂQKLXFSFằXWXEđ
HSLUE
KRW~QJWUzQWQVơ0+]
7KLWEÊWKXSKWWK{QJWLQWK{QJWK}đQJWK}đQJOP\0)+)FĐGÊFKYã
WK{QJWLQWKRLYWUX\QFKExQJKS


Đ
JLÔLWKLXPWVWKLWEWKXSK|WVơGêQJWURQJKyQJ
KzL

,P\SKW
0\SKW$
7U}F~y\GRNWKXWWK{QJWLQFK}DSKWWULQQzQ~LQER02256(~}F
VạGãQJUQJUL~SKãFYãFKRQJKQKWK{QJWLQKQJKLFàQJQK}WURQJTXyQ~L
YWURQJWK}|QJPLFKRPãF~ÂFKFSFằXNKQFSYDQWRQ
1J\QD\GRNWKXWWK{QJWLQSKWWULQQzQSKPYLVạGãQJ~LQER02256(

1JRLQKQJWK{QJWLQWUzQQĐFÔQWKXFFWK{QJWLQWK}|QJPLSKãFYãFKRGyQ
GãQJ
0\WKXWKRL
/X{QWUẳFFDQKWUzQFFGLWQVạGãQJ0)+)9+)~WKXFFWK{QJWLQFS
FằXNKQFSYDQWRQQJRLUDQĐFÔQWKXFFWK{QJWLQWK}|QJPLSKãFYãFKR
GyQGãQJ0\WKXWKRLOPYLFFK~-(+(

0\WKX1$97(;
7¼~QJWKXFFWK{QJWLQDQWRQKQJKL¯FK~)(&WUzQWQV¬
.+]
0\WKX'6&
'³QJ~WU¼FFDQKWK{QJWLQFSF»XNKQFSYDQWRQKQJKLWUzQFFWQ
V¬.+]Y0+]Y±LFK~
SKW[
0)+) -%)%
9+) )%*%
















§
6vxFK®FQrQJYyQKLPYª


6|~©













0
\SKWWUX\QW¢QKLXWLQW»F~L[DYP\WKXWKXQKQW¢QKLXWLQW»F~§

§
0|\WKX

&FWKDPV¬N¿WKXW
wQK\F´DP\WKX.KQxQJP\WKXF§WKWKX~}²FW¢QKLXQK¥QKW¯
~XYRPP\WKXYQF§WK~}DUDFKWK£FFW¢QKLXWLQW»FEQKWK}®QJ
wªQ~£QKWQV¬Y~FK¢QK[FWQV¬
'LWQF{QJWF7KLWE£F§WKWKX~}²FW¢QKLXQPWURQJ~RQWQKD\GL

0FKYR7KXQKQWÂQKLXFQWKXYSKơLKSWUNKQJYLFFWQJVDX
0FKYRJâPFFNKXQJFQJK}QJYFĐKVơSKPFKWFDR
.w&7.KXFK~LFDRWQ&ĐQKLPYãOPWxQJWắVơ61OzQ~OQY
SKơLKSWUNKQJYLPFKYRYNKơLWUQWQ&FOLQKNLQFQFĐKVơSKP
FKWFDRYNK{QJFQWQGãQJKWF{QJVXWFDOLQKNLQ
wêLWQ*âPPFKWRGDR~QJQL26&YPFKWUQWQ0,;~WRUD
WQVơGDR~QJQLI
~WUQYLWÂQKLX97wI WKX~}FWRUDWQVơWUXQJWQO
WQVơFơ~ÊQKNK{QJ~êL)
WKD\~êLWKHRWÂQKLXWKXFĐWKWUQKRFQKLXOQ
OăFO\I
YORLEƠFFWQVơSKãGRTXWUQKWUQJy\QzQ
0FKGDR~QJQL26&EWêQJKSWQVơ
-
.
w77.KXFK~L WUXQJ WQ .KXFK ~L I
WKX ~}FVDX ~êL WQ.w77
TX\W~ÊQK~QK\FDP\WKX
7FKVĐQJ7FKO\WÂQKLXWLQWằFUDNKƠLWÂQKLXFDRWQYOăFEƠWÂQKLX
FDRWQYFFVĐQJKL7XẵWKHRFK~WKXKD\WÂQKLXWKX~}FPFĐPFKWFK
VĐQJWKÂFKKS
.KXFK~LWÂQKLXWLQWằF.KXFK~LWÂQKLXWLQWằFWQVơWKSWU}FNKL
~}DUDFKWKÊ
&KWKÊ
&KWKÊEQJKQKQKP\LQ
&KWKÊEQJyPWKDQK
0FKYR
&FORLPFKYR
3KyQORLWKHRGLWQ
0FKYRGLUQJ

NKQJ
*KS5l&
*KSTXDQJ
*KSELQS
9Q~êQ~ÊQKWURQJFFWQJNKXFK~LFDRWQ
1KQJWKQKSKQNVLQKWQVơFDRJy\UDKâLWLSYJy\UDPWêQ~ÊQK
~ơLYLPFK.w&7OPSKWVLQKKLQW}QJWẳNÂFK
wLXNLQOPYLFêQ~ÊQKWURQJWQJ.w&7~QĐOPYLFêQ~ÊQKOSKL
NKFSKãF~}FFFKLQW}QJWẳNÂFKWURQJPFK&F\XWơJy\OzQKLQW}QJWẳ
NÂFKOSKDYELzQ~GR~ĐPXơQFKơQJOLKLQW}QJWẳNÂFKYQJX\zQWFWD
SKLSK~}F~LXNLQFyQEQJYELzQ~YSKD&F~LXNLQYSKDGRFF
KLQW}QJNVLQKJy\OzQQJ}đLWDFĐWKNKFSKãFQĐEQJNWFXFDPFK&F
~LXNLQELzQ~GRWKQKSKQ~LQGQJy\OzQQXWURQJPFK.w&7~LQGQ
WFGãQJ WRQ SKQ FD NKXQJYL~LQGQ WFGãQJWRQ SKQPFK YR QJ}F
QKDXWKPFKVNK{QJJy\OzQKLQW}QJWẳNÂFK
&FSK}|QJSKSQyQJFDR~êQ~ÊQKWURQJPFK.w&7
3K}|QJSKSWKã~QJ*LPKVơ.wYPWKVơNKXFK~LQR~Đ
EQJFFKJLP~LQWUW}|QJ~}|QJFDPFKKRFJLPKVơJKS
3K}|QJSKSWÂFKFẳFw}DKVơNKXFK~LYKVơêQ~ÊQKEQJFF
PFKWUXQJKRKRFFFPFK.DVFRVW
.KXFK~LFDRWQWURQJPWGLWQ
1XJăLN
OKVơNKXFK~LFDPFKWQVơWUXQJEQKWURQJGLWQ
F{QJWFWKPXơQWQJ.wOPYLFêQ~ÊQKWKN


N .KLOPYLFWKFFSKQ
WạWÂFKFẳFVFĐPWWUNKQJOPVXQFFNKXQJFQJK}QJGR~ĐSKLWÂQKWRQ
OPVDRFKRPFKYQ~PERWÂQKFKăQOăFYGLWK{QJFDPFK
&FWK{QJVơF|EQ~ơLYLPFKNKXFK~LFDRWQ

wFKăQOăF~XYR
wPRWX\QWÂQKKRFSKLWX\Q
7SyP
wêQ~ÊQK
wWLQF\
9Q~~âQJFKQKYLPFKYRYGDR~QJQL
0XơQI
UDêQ~ÊQKWURQJFFGLWQOPYLFWDSKL~âQJFKQKI

WRUDSKKS
YLI
FDPFKYR
'QJFFWãEWQVơFDGDR~QJQLGRYQ~NK{QJWX\QWÂQKFDWã
[RD\Jy\UD
.KXFK~LWUXQJWQ
&KằFQxQJQKLPYãY~F~LPFDE.w77
%.w77OENKXFK~LFDRWQOPYLFYLPWWQVơQKW~ÊQK.w77
FĐWKFĐPW~QQKLXWQJ&FWQJ.w77SKL~PER~FKăQOăFGLWK{QJ
Y QĐ TX\W ~ÊQK~ QK\ FDP\ WKX GR ~Đ \zX FX FD WQJ .w77 FĐ K Vơ
NKXFK~LOQ~WxQJ~FKăQOăFFDFFWQJNKXFK~L77WKFKăQFFPFK
OăFFĐ~GơFOQ~~PER~FWX\QELzQ~WQVơYX{QJYKVơNKXFK~L
~âQJ~XWURQJFGLWK{QJQJRLUDFÔQSKL~PER~WUXQJWKẳFFDWÂQKLX
GR~ĐGLWK{QJFDPFKSKL~1K}QJQXGQJQKLXWQJ.w77WKGLWK{QJ
FDPFKOLJLP[XơQJ
&FNLX.w77
.w77GLUQJ
.w77VROH~{L
.w77FQJK}QJ~|Q
.w77FQJK}QJNS
&FSK}|QJSKSPUQJGLWK{QJFDFFWQJ.w77

VDX~ĐPLFKRTXDWFKVĐQJELzQ~
7ÂQKLX~LX WQ 'QJ NKXQJOFK FQJ K}QJ~ELQWÂQKLX ~LX WQ
WKQK~LXELzQVDX~ĐGQJPFKWFKVĐQJ~LXELzQ~O\UDWÂQKLXWLQWằF
9LFK~$$GQJGDR~QJ%)2GDR~QJSKFKWKDPJLDYRPFK
WFKVĐQJ5LzQJYLWÂQKLX)%SKLGQJEJLLP
0WVơGQJWFKVĐQJ
0FKWFKVĐQJELzQ~&ĐWKGQJ'LRGHKRF7UDQ]LWRU~KRQWKQK
YLFWFKVĐQJ
0FKWFKVĐQJ~âQJEwy\OGQJPFKWFKVĐQJ~LXELzQQK}QJS
GãQJFKRWU}đQJKSWÂQKLXFĐELzQ~QKƠwWKẳFKLXYLFWFKVĐQJ~âQJE
QJ}đLWDGQJFFSKQWạWÂFKFẳF7U,&7X\QKLzQPFKWFKVĐQJ~âQJEFĐ
NWFXSKằFWSK|QPFKWFKVĐQJ~LXELzQGQJFKRWÂQKLXWKRL
7FKVĐQJ~LXWQ9LWÂQKLX~LXWQSKLGQJWFKVĐQJ~LXWQ9L
}X~LPONKQxQJFKơQJQKLXFDR&ĐWKGQJWURQJFFKVDX
&FKw}DWÂQKLX~LXWQYRNKXQJOFKFQJK}QJ~WRUDWÂQ
KLXUDFĐELzQ~SKãWKXFYRWQVơWÂQKLX~XYRVDX~ĐGQJPFKWFK
VĐQJ~LXELzQ
&FK'QJWKLWEÊ~RWQVơKRF~LQSVDXEWFKVĐQJYNKRVW
VẳWKD\~êL~LQSWKHRWQVơWUzQF|VWKẳFKLQYLFWFKVĐQJ
'RVạGãQJPFKKQELzQQzQ\zXFXWÂQKLXFĐELzQ~OQ
wKôGQFD~FWX\QWFKVĐQJSKLFDRwFWX\QFDPFKWFKVĐQJ
SKLWX\QWÂQK~FWX\QWQVơSKL~êQ~ÊQKNKLQKLW~ELQWKLzQ
1JRLUDFÔQPFKWFKVĐQJFyQEQJWFKVĐQJWắOWFKVĐQJSKD
0FKWFKVĐQJ~âQJE
6ạGãQJNKLWÂQKLXYRQKƠ7KẳFFKWQĐOPFKWFKVĐQJ~LXELzQ


7ÂQKLXFQWFKVĐQJ















&FSK}|QJSKSWK¼FKLQPFK$*&
 7K·~QJ5&
7¢FKF¼F75+LXT´DFDRK|QPNK{QJFQ~}DW¢QKLXYO±Q
0FKW¼~QJ~LXFKQKWQV¬$)&










7¼~QJ~LXFKQKWQV¬F´DGDR~QJQL~ªQ~£QKWQV¬WUXQJWQWURQJ
VX¬WGLWQYTXWUQKOPYLFF´DP\WKX
 7URQJP\WKXKLQQD\WKD\$)&EQJPWPFKY¤QJNKRSKD3//


0,;

.w77
7tFK
VQJ
26&
$)&

09

0,;

26&

3//

GDWD


Đ
0|\SK|W

7KDPVơNWKXWFDP\SKW
7KDPVơY~LQ
'LWQF{QJWF/GLWQVơPP\SKWOPYLF~}F
wêQ~ÊQKWQVơ/NKQxQJGX\WUWQVơSKWWURQJVXơWWKđLJLDQOP
YLFFDP\SKW
wFKÂQK[FWQVơ6DLVơWKẳFFDWQVơSKWVRYLWQVơFKWKÊ
&{QJVXWP\SKW&{QJVXWEằF[UD$QWHQD
+LXVXWSKWwQKJLKLXTXVạGãQJQxQJO}QJQJXâQ







26&'DR~QJWRWQVơSKW7RUDWQVơSKW~~LXFKYLWÂQKLXWLQ
WằF~EằF[UDNK{QJJLDQ1X0\SKWSKWQKLXWQVơNKFQKDXWK26&
SKLWRUDQKLXWQVơSKWWKHR\zXFX7K}đQJVạGãQJEWêQJKSWQVơFĐK
VơFKLDELQ~êL26&TX\W~ÊQK~êQ~ÊQKWQVơWK}đQJGQJPFKGDR~QJ
WKFKDQKOPGDR~QJFKXQNWKSYLPFKYÔQJNKRSKD3//~êQ~ÊQK

26&
wLX
FK
7LQ
.w
77
7ÂQKLX
WLQWằF

WQVơFDRwWxQJWÂQKêQ~ÊQKWQVơSKWQJ}đLWDNK{QJJKSWUẳFWLSEGDR
~QJYLFFWQJ~LXFKPJKSTXDWQJ~P
.KơL~LXFK/PQKLPYãWUQWÂQKLXWLQWằFFQSKW~LYLVĐQJPDQJ
FDRWQSKL~PER~VyX~LXFKQK}QJNK{QJJy\PRWÂQKLXNKơLQ\FĐ
WK~}F~WWU}FNKơL.wWLQF{QJVXWY.w&60WVơP\SKWF{QJVXW
QKƠNKơL~LXFKQJ}đLWDWKẳFKLQQJD\WQJWLQ.w&6wLXFKQKLXOQ~
~PER~VyX~LXFK
.KơLNKXFK~LWLQWằF.KXFK~LWLQWằFOzQ~OQ~SằQJ~}F\zXFX
WÂQKLXYRFKRNKơL~LXFK








6DXEWFKVĐQJSKD'3~}DUD~LQSFĐELzQ~ELQ~êLWKHRWQVơ~X
YR9&2~}DUDWQVơELQ~êLWKHR~LQS~XYR
+RW~QJ
I
7Q Vơ FKXQ ~}F WR UD Wá GDR ~QJ WKFK DQK GDR ~QJ WKFK DQK
WK}đQJ FĐ ~ êQ ~ÊQK
l +] WằF VDL Vơ V O

+] QX GDR ~QJ O
.+]

'3


.w

9&2

.w

1
Ih



8V~}F~LXFKQKYNKL~W~}F~ảQJWQVơ
UDIWằFO8 8


8YL

8Fơ~ÊQKWKPQJ[FOS














9LSK}|QJSKSWêQJKSWQVơGQJPFKYÔQJNKRSKDWKV~W~}F
~êQ~ÊQKYFKÂQK[FWQVơUWFDRQJRLUDFÔQFĐWKWRUD~}FFFWQVơOLzQ
WãFWURQJPWGLQR~ĐPE}FQK\SKãWKXFYRKVơFKLD7XẵWKHR\zXFX
FDP\SKWPEWRGDR~QJNK{QJ\zXFXWRUDWQVơFDRELzQ~OQP
FKFQWRUDPWWÂQKLXêQ~ÊQKYFKÂQK[F
wLXFK
/PWTXWUQKJQWÂQKLXWLQWằFYRPWWLWLQ/PWTXWUQKWF
~QJFDWÂQKLX~~LXFKOzQWK{QJVơ~LXFKFDWÂQKLXWLWLQELQ~LQ

&K~WĂQK
&K~$*ĐFFW



&K~$%*ĐFFW



&K~%*ĐFFW


&K~&*ĐFFW


&K~$KLXVXWWKSQK}QJNK{QJJy\PRWÂQKLXGR~ĐQĐNK{QJ~}F
VạGãQJWURQJWQJNKXFK~LF{QJVXWOQ&K~%ÂWVạGãQJYNKL~XYR
WKD\~êLPWÂWWKQĐVFKX\QVDQJFK~$Y&GR~ĐNKĐêQ~ÊQK~LPOP
YLF&K~&FĐQKQJ~F~LPSKKSYLWÂQKLXFDRWQELzQ~OQYFKR
KLXVXWFDR
&K~~QJ
&K~NPS7ÂQKLXYRQKƠFK}D[XWKLQGÔQJO}L~ơLYL~Q~LzQ
WạYFK}D[XWKLQGÔQJ,
~ơLYL7UDQ]LWRU
&K~WLKQ%W~X[XWKLQGÔQJO}L~ơLYL~Q~LQWạY[XWKLQ
GÔQJ,
YL7UDQ]LWRU
&K~TXS\X7ÂQKLXYRPQKEW~XJy\PR[XQJGÔQJUD
&K~TXSPQK7ÂQKLXYRTXPQKJy\PROQ[XQJGÔQJUD
1JX\zQOKRW~QJFDWQJNKXFK~LFDRWQ

&

5
$
.
&

8
/
&
&
&

H 8 8 8 8 FRV
ω
W
8
OWKQKSKQPWFKLz³7KLzQSF´D~Q
H
( l8  ( 
U
FRV
ω
W
H
O~LQS~QJWUzQ~Q
 3&{QJVXWWUzQWL3 ,

f
U

.
0
0
=

 7KQKSKQUDWLFKTXDQWyP~Q[XQJG¤QJ$QRW























&













L
 L L G¤QJWªQJWUzQ~Q
L
 6H 'H l( 
6wFWU}QJFKR~G¬F~FWX\QW¢QKF´D~Q
L
 6
fg
UD
U
.
−
FRV
ω
WFRV
θ



θ

  wLQSO}±LF´D~Q


9±L'KV¬~FWU}QJFKR~Q
'
' KV¬~FWU}QJFKRO}±L
&K~~LQF´DENKXFK~LFDRWQG³QJ~Q~LQW¹
;F~£QKKV¬V¹G·QJ~LQS
E
U
a
max
=
ξ

9±LFK~F{QJWFOW±LKQ

ath
a
th
ES
I
.
1
−=
ξ

%LzQ~~LQSGDR~QJWUzQWLDQRW

2
2
0
0
'
gggg
EDEDEE
−−=
 

am
ra
a
U
P
I
.
2
1
=

)
(
1
1
θα
a
am
I
I

Eth
I
U
R
=

%LzQ~~LQSN¢FKWK¢FK~XYR

am
am
gm
UD
S
I
U
.
)
cos
1
(
+
−
=
θ

wLQS(
( 8 l'8 FRV
θ

wLQSF¼FWLXYF¼F~LWUzQFFF¼FF´D~Q

=

;F~£QKFFWKQKSKQG¤QJ~LQ

cm
ra
c
U
P
I
2
1
=

)
(
1
1
θα
c
cm
I
I
=
  
)
(
.
0
0

I
U
R
=

&FPFKWLS~LQFKRNKXFK~LFDRWQ
<zXFXFKXQJ
w¬LY±LG¤QJFDRWQSKL~LTXDWLPNK{QJ~}²F~LTXDQJX©Qw¬LY±L
G¤QJPWFKLXFK[F~£QKFK~W¡QKF´D~QPNK{QJ~}²FSKS~£LTXDWL~
WUDQKVWªQKDR
 
&§KDLSK}|QJSKSWLS~LQ
1¬LWLS1JX©QFXQJFSYWL[RD\FKLXQ¬LWLSQKDX
6RQJVRQJQJX©QFXQJFSYWL[RD\FKLXVRQJVRQJQKDX
7LS~LQPFKO}±L~Q~LQW¹
/}±L&KWLSQ¬LY±LWKQKSKQFDRWQYSKL~PERFFWKQKSKQ
[RD\FKLXNK{QJ~}DYQJX©Q
/}±L&K\zXFXY±L WKQKSKQPWFKLXYWULWWLzXWKQKSKQ[RD\
FKLXQzQFQF§V¼WLS~W
/}±L7LS~WFPWFKLXY[RD\FKLX
7LS~LQED]R~¬LY±LWUDQ]LWRU7LS~LQ~¬LY±LWKQKSKQ[RD\FKLXY
NK{QJ~}²F~}DTXDQJX©Q7KQKSKQPWFKLXWRWKLzQSFKR~QF§WKG³QJ
QJX©QQJRLKRFSKyQSW¼FS
0FKJKSNKXFK~LFDRWQ
*KSQ¬LWLS7¢QKLXYR~QOVRQJVRQJQKDXQK}QJW¢QKLXUDWLO
Q¬LWLSQKDX 
*KSVRQJVRQJ7¢QKLXYR~QYW¢QKLXUDWLOVRQJVRQJQKDX
w¬LY±LPFKPFQ¬LWLSWKF{QJVXWW}|QJ~}|QJF´DFPFKEQJWªQJ
F{QJVXWF´DFF~Q7URQJPFKPFVRQJVRQJF{QJVXWW}|QJ~}|QJF´DF
PFKQK¥ K|Q WªQJ F{QJ VXWF´DFF ~Q 7KQK SKQ NÀ VLQK WURQJ PFK PF

 wLXWQ~LXFKWQV¬7QV¬V§QJPDQJFDRWQELQWKLzQWKHRWLQW»F

wLXSKD3KDFDVĐQJPDQJFDRWQELQWKLzQWKHRWLQWằF
oLXFKELrQv










wLXFK~|QELzQ
7URQJP\SKW~\~VĐQJPDQJWKQxQJO}QJV~}FGQJ~WUX\Q
WLVĐQJPDQJ9LFWUX\Q~LPWEzQELzQWQKRFFKDLELzQWQVJLLTX\W
YQ~WLWNLPQxQJO}QJYWÂQKLXWLQWằFKDLELzQWQOQK}QKDX
7URQJOĂQKYẳF+QJKLWKYLFWKXSKWFKFQWKẳFKLXELPWELzQWQ
WUzQKRFG}LO~
&ĐWKWKẳFKLQ~LXFK~|QELzQEQJFFSK}|JSKSWUáSKDKRF~LXFK
FyQEQJYWKẳFWWK}đQJGQJ~LXFKFyQEQJGQJ'LRGH9LFQ\VFW
EƠ~}FVĐQJPDQJPWWURQJKDLELzQWQQKđPWPFKOăFWLSWKHRVDXE~LX
FKFyQEQJ~OăFEƠPWELzQ&ÔQVĐQJPDQJEÊWULWWLzXQJD\WURQJPFK
7X\QKLzQYLE~LXELzQFyQEQJWKKLXVXWFDPFKVNK{QJFDRGR
WÂQKLXOPYLFWURQJFKXNẵ7DFĐWKWxQJKLXVXWOzQQKđSK}|QJSKS
~LXELzQFyQEQJYÔQJ~ĐOFFK~XPFWKzPFF'LRGH~EWNẵFKXNẵ
QRWKPFKYQWKẳFKLQ~LXFK
nXvLPFƠDWQKLXvtQELrQNKsQJVQJPDQJ
'R ~|Q ELzQ NK{QJVĐQJ PDQJQzQ V WKXKS ~}FGL WQ GR ~Đ FĐ WK


U
&26

W

8



U
&26

W

L
, PFRV

WFRV

W

26&


LXSKD

7FKSKQ

8~LXWQ

7QV¬WUXQJWyPF´DW¢QKLX~LXELzQ

∆ω
/}²QJGLWQF¼F~L

ϕ

ϕ
W'RNKL~LXWQWKJ§FSKDNK{QJ~ªL
 7¢QKLX~LXSKD%LXWK»FW¢QKLX~Å~LXSKD
)
cos
.
cos(
.
)
(
0
1
ϕωϕω
+∆+=
ttUt
U
smtdf

 /}²QJGLSKD~W~}²FNKL~LXSKD

∆ϕ
 
∆ϕ

6tvvLXSKDWKsQJTXDvLXWQ





wLXFKV¬
 oWYQv
 .¿ WKXW ~LX FKV¬ ~}²F V¹ G·QJ ~ ~LX FK V§QJ PDQJ F§ WK OP ELQ
GQJELzQ~WQV¬KRFSKDF´DV§QJWKQKW¸QJP»FJLQ~RQPFG³F§QKLX
V|~©~LXFKQK}QJYLFSKyQW¢FKFFSK}|QJWK»FQ\WX½WKXFYRGQJ~LX
FKYWFKV§QJ&§KDLORLFK´\XO
 /RLNWK²S&RKHUHQW7FKV§QJ~©QJEWK}®QJ~}²FG³QJWURQJ~LX
FKG£FKSKD36.Y±LJLWKLW¯EJLL~LXFKJ§FSKDF´DV§QJPDQJF§TXDQ
KF¬~£QKY±LJ§FSKDV§QJPDQJSK¢DSKW
 /RLNK{QJNWK²S1RQFRKHUHQW7FKV§QJ~}®QJEDRV¹G·QJ~WFK
V§QJ~LXFKG£FKELzQ~$6.KRF~LXFKG£FKWQ)6.
 7URQJPWP\SKWV¬E~LXFKVS[SFKX«LV¬QK£SKyQWKQKPWE
W}|QJ»QJJ©PPELzQ~V§QJPDQJPSKDV§QJPDQJKRFPGLWQJLQ~RQW¸
WQV¬V§QJPDQJKRFKQK6LQ'R~§F§WK~}DUDGQJNLX~LXFKNKF
QKDX~§O$6.36.)6.
oLXFKNKRzGFKELrQv$6.
 6L$ 'L$$&RV
ω
W
 'L70»FWK»LF´DGQJV§QJQKLXF§~UQJ7
GW ~LXSKD
7¢QKLX~LXWQ

8

(
)
(
)
(
)
(
)
(
)
(
16
0
2
0
2
0
2
0
2
0
0
2
0
ffT
ffTSin
ffT
ffTSin
ffff
A





'QJSKê









oLXFKNKRzGFKWQV)6.
%LXWKằFWêQJTXW
6W $WFRV

+D\
6W $
&RV

W


L
ữ
0
06PơFFƠDWQKLXvLXFK



I


!

!


9
9
9