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APPENDIX 1
Survey about the level of satisfaction of customer to the consultation
service of securities companies in Hanoi Stock Market
Objective: We are students from FTU University, Faculty of International
education. At the moment, we are researching about the
consultation service at securities companies in Ha Noi stock
market. The result of this questionnaire will help us answer
more clearly about the interest of the customer to the
consultation service and level of satisfaction to that service in
securities companies in Ha Noi. The result of this questionnaire
will help us to get the fact data into our research. We hope that
you will take your time to answer the questions below. Thank
you very much!!!
Secure: Private information of respondents will be totally secured. The
result of the questionnaire will be displayed in percentage.
Note: Please choose a correct answer for each question.
I. General information
1. How long have you invested in the stock market?
□ A. Under 6 months
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□ B. From 6 months to 12 months
□ C. More than one year
2. Within three months recently, do you often execute trade?
□ A. 1-2 times/ week
□ B. 3-4 times/ week
□ C. Daily
□ D. Others:
…………………………………………………………………
3. Please choose the reason from the options below to tell us why you

□ A. Totally influence
□ B. Partly influence
□ C. Influence
7. At your point of view, are the information which were given by the
stock broker helpful for the investor using consultation service?
□ A. Totally agree
□ B. Partly agree
□ C. Difficult to answer
□ D. Partly disagree
8. Do you think your stock broker have these manifestations?
□ A. Advice the investor to carry out many transaction to earn
profit
□ B. Using the investor’s account irregularly
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□ C. Using the transactions of customer with bad purpose (get
benefit, impact to the market badly)
□ D. Others:
………………………………………
……………………………………………………………………………
……
……………………………………………………………………………
……
9. How do you evaluate about the truthful level of your present stock
broker?
□ A. Totally believable
□ B. Partly believable
□ C. No ideas
B. This part is for the customer not using the consultation service:
10.For what reason you do not use the consultation service of the

Female
13.Occupation:
□ A. Officer
□ B. Student
□ C. Housework
□ D. Others:
14.How much is your capital when you join the stock market?
□ A. Under 100millions
□ B. 100-500 millions
□ C. 500 millions – 1 billion
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□ D. More than 1 billion
Thanks for your cooperation!
APPENDIX 2
Q1. Time investment
Frequency Percent Valid Percent
Cumulative
Percent
Valid <6month 14 9.1 9.1 9.1
6-12mths 18 11.7 11.7 20.8
>12mths 122 79.2 79.2 100.0
Total 154 100.0 100.0
Q2. Recent transaction time
Frequency Percent
Valid
Percent
Cumulative
Percent
Valid 1-2times/week 40 26.0 26.0 26.0

3.4. Q3.D
Frequency Percent Valid Percent
Cumulative
Percent
Valid Yes 18 11.7 11.7 11.7
No 136 88.3 88.3 100.0
Total 154 100.0 100.0
3.5 Q3.E
Frequency Percent Valid Percent
Cumulative
Percent
Valid Yes 38 24.7 24.7 24.7
No 116 75.3 75.3 100.0
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Total 154 100.0 100.0
3.6 Q3.F
Frequency Percent Valid Percent
Cumulative
Percent
Valid Yes 26 16.9 16.9 16.9
No 128 83.1 83.1 100.0
Total 154 100.0 100.0
Q4. Frequency provided information
Frequency Percent Valid Percent
Cumulative
Percent
Valid No 30 19.5 19.5 19.5
Yes 124 80.5 80.5 100.0
Total 154 100.0 100.0

Others 28 18.2 18.2 100.0
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Total 154 100.0 100.0
Q7+Q16.
Consultancy service using * Ordinal capital Crosstabulation
Ordinal capital Total

<VND100
millions
VND100-
500millions
VND500mill
ions-
VND1billion
s
>VND1billion
s
Consultancy
service using
Yes
16 18 26 12 72
No 38 26 12 6 82
Total 54 44 38 18 154
Q8. Influence of broker's analysis to investor'decision

Frequenc
y Percent
Valid
Percent

y Percent
Valid
Percent
Cumulative
Percent
Valid No answer 96 62.3 62.3 62.3
Advise you to carry
out many
transactions to earn
profit
4 2.6 2.6 64.9
Use your account
irregularly
2 1.3 1.3 66.2
Use the transactions
of customers with
bad purposes
1 .6 .6 66.9
Other ideas 51 33.1 33.1 100.0
Total 154 100.0 100.0
Q11.The truthful level of brokers
Frequency Percent
Valid
Percent
Cumulative
Percent
Valid No answer 82 53.2 53.2 53.2
Totally
believable
50 32.5 32.5 85.7

Reduce the fee 12 7.8 7.8 32.5
Improve more 56 36.4 36.4 68.8
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skilled brokers
More specific
management
policy
20 13.0 13.0 81.8
Other ideas 28 18.2 18.2 100.0
Total 154 100.0 100.0
Q14. Sex
Frequency Percent Valid Percent
Cumulative
Percent
Valid No answer 4 2.6 2.6 2.6
Male 104 67.5 67.5 70.1
Female 46 29.9 29.9 100.0
Total 154 100.0 100.0
Q15. Current occupation

Frequenc
y Percent
Valid
Percent
Cumulative
Percent
Valid No answer 6 3.9 3.9 3.9
State-owned 58 37.7 37.7 41.6
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Total 54 44 38 18 154
NoYes
Consultancy service using
40
30
20
10
0
Count
>VND1billions
VND500millions-
VND1billions
VND100-500millions
<VND100millions
Ordinal capital
Bar Chart
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1. DATA ANALYSIS TECHNIQUE
After collecting data, chart and table will be drawn for comparing.
Then, this technique also helps readers understand easier.
1.1. Primary data
a. Interview
Purpose
Besides article interviewed broker, we will face to face
interview with 3 brokers who working in different securities
companies. By asking brokers who work and communicated with their
clients directly, we will get information we need. Besides, to make

By interviewing some brokers, we have overall about what
brokers do in practice different from theory. We also collected
opinions from brokers at different companies and compared with
thesis from other research before.
b. Survey Questionnaires
Purpose : investors who are direct connect and use brokerage service.
Therefore, their assessment is important to measure service quality.
Moreover, they can give opinion about limitation of brokerage service.
Process: there are total 154 respondents in three securities companies :
VDSC, BSC and VN Direct.
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