HC VIN CHNH TR QUC GIA H CH MINH
TRN TH TUYT LAN
đầu t trực tiếp nớc ngoài theo hớng
phát triển bền vững ở vùng kinh tế trọng điểm bắc bộ
LUN N TIN S KINH T
H NI - 2014
HC VIN CHNH TR QUC GIA H CH MINH
TRN TH TUYT LAN
đầu t trực tiếp nớc ngoài theo hớng
phát triển bền vững ở vùng kinh tế trọng điểm bắc bộ
:Kinh t phỏt trin
: 62 31 05 01
LUN N TIN S KINH T
1. PGS, TS PHM TH
KHANH
2. TS NGUYN T
H NI - 2014
LỜI CAM ĐOAN

 !"#
$% &'()
Tác giả luận án
 !
MỤC LỤC

MỞ ĐẦU 
Chương 1: TỔNG QUAN VỀ TÌNH HÌNH NGHIÊN CỨU LIÊN QUAN ĐẾN
ĐẦU TƯ TRỰC TIẾP NƯỚC NGOÀI THEO HƯỚNG PHÁT TRIỂN
BỀN VỮNG Ở VÙNG KINH TẾ TRỌNG ĐIỂM BẮC BỘ

 !"

LUẬN !N ĐÃ ĐƯỢC CÔNG BỐ
DANH MỤC TÀI LIỆU THAM KHẢO
PHỤ LỤC
BẢNG DANH MỤC CÁC CHŨ VIẾT TẮT
(JKJ ("'LM*
(JN ("'/
(OP (",'QR
92J-JBJ 9Q,>!-,?>!
S22 S!,
S222 S!,
B22 B
TSU B
FSV W7"I'80*
FXK FD7"LY
FXK92 FD7"LYQ,
JBZB J=[<!*
+B +&'
ZB92 Z!*Q,
\S] J^=4
V(O V
X9B 7"0D
_ZB `!<!*a
b\ Wc'?
DANH MỤC CÁC BẢNG
Số hiệu Tên bảng Trang
("6d?*7"LY%3! !%TSUD!
0J2*!?#@@CE#@
("6#dP!DX9B3?'*<!*3!
, !%TSU1$+B()(*!?#@@6E#@@
5D!c

([6idX70*l<,57o%TSUW
57$+B()(*!?#@@6E#@@
([6jdFDLY%I70, !%TSU?'*70
p-0$+B()(*!?#@@6E#@
([6edFDLYa%I-a7 !'*70p-0$
+B()(*!?#@@6E#@
([6kdFXK92%TSU7FXK-FXK92$+B()
(*!?#@@jE#@
([6ndl&FXK92%TSU7FXK-FXK92$
+B()(*!?#@@jE#@
([6#@d9cYFXK921$+B()(*!?
#@@iE#@
([6#d9cYFXK1$+B()(*!?
#@@iE#@
([6##dX0<!*ZB92 !%TSU1$+B()(*!
?#@@6E#@@
([6#6d0*;70<!*ZB92 !%TSU1$+B
()(*!?#@@6E#@@
([6#Cdl<,ZB92770<!*!<',%TSU1
$+B()(*!?#@@6E#@@
([6#id<c85!<?3!,
([6#jda85 !R<!*<?3!
,
DANH MỤC CÁC SƠ ĐỒ
Số hiệu Tên sơ đồ Trang
Xc[#dP08!,!TSUV(O%-LM*'QR$
+B
Xc[##d!' !! ?*TSU
V(O$+B
MỞ ĐẦU

M'-7!;'HTSU-7"LYQ, !$/>
!/W-$+B()(*w!715'Q
,,?->7<Q0*<!`!Q, !$<5

a$JTSUQ,>/c5/Qy'
'QR!-.,<Q,%!%-,,->!Y-X0<=
8'Q3TSUa<t3q?-YLx<gY
"-/=HLM*-sY`z(?>-%=3 %
>/& :;<{!LY,"17V(O !
$+B()(*O'.%-LY,/3!,TSU|<^
"-<Ma}-0<'Y !2r,==LY/
3!,TSU%W>,/!;+
3!,TSU!7?!*<!`!<0% !$
P0<%!3!,3!,TSUsY<`<~
O'.LM*-%TSU>?'1"8/Q;,<'R<!
*$-7!H&,5!*!/R<!
*rR70aY !R<!*!=8!5''*`!
O'.'QR-gY<a(OP !3!,>0
TSU!0,!8!5'Q(OP-0
?'<a(OPM"1Y<'QR77%` !
35$Y"*>!<"'I/c-
<07V(O !$+B()(*
KYoYy5/-,<'•c!c71<g<a
TSUV(OrH)-%8!?TSUV(O
1$+B()(*'%'"H8"<g?* !
3!,>0TSU"'"V(O$+B()(*"
!q*%-LM*'QR</Y2G',
/>-"#  $ % &%'  ()*+,-
+.  /(012134="<!&
2. Mục đích và nhiệm vụ nghiên cứu

Ogt!>-?' !<a-$B
C#+2D+%!/+,!E7@ 45678
73#0F3A!G3 +Hc7154
"14 !TSUV(O1$+B()(*-
<ap!/5LY"G'HI/TSU
V(O1$+B()(*>d
€+,'=<a=<?*-
<?*`0G''q4<=a
€Za%Q7V(O*? !%3!,
>0TSU-'TSU*V(O1a-q<
$+B()(*
€O!s8"<gTSUV(Op=L'Lz>o
'-3<)<50"1-</5 !?0
TSUV(O
6
€9 !'!DV(O
1$+B()(*<2c-48/D!c-3!
,TSUWLM*
E@*AZaTSUV(O1$+B()
(*-D!ep-0*c<J2*-J"Vs-J"
Sc-JN-h"2-()2OtVH
E@*HA
ZaTSUV(O1$+B()(* /
!?o;'#@@6;'#@2!-'*70*3<a=5
470<,aa;'#@#
4. Cơ sở lý luận, phương pháp nghiên cứu và nguồn số liệu
@676A-BCBD
Za3!<a'c" ! t!PEZ-1J[
94P-8!' c !B"*7"O,2!'/*0
%8!O;%,B?*rD<=V(O !

EX0<, !X1+?B-X1Z!*EcKM*rX1
/PQR !p-0*c$+B
()(*r
EX0<,!-%"7 !O,><8!O,+!
&Z!*KM*-O,+!&KM*O,2!'-O,V(O$+B()
(*-O,+!&h"<gPQR-O,9Q59Q-
E9%8"M=Q0?*J*"-;
"?4/
5. Đóng góp của luận án
FG*0H BCBD
€K5/3%,'-.'p•/0TSUV(O
$+B
€KD*34TSUV(O1$
+B"!%4!?%-LM*'QR
€Z'•50"1TSUV(O$+B
€BHH&%,'TSUV(O$+B !
'*7080!95:-W7<g<aTSUV(O$+B
FG*0H  $ I
€Z'•? !TSUV(O1$+B()(*-?
/5 !>
€BLYD" /G'I/'?TSU
1$+B()(*R!
6. Kết cấu của luận án
2'1-%<a-3!'q<,!'%"q<q-*3
 !<a=/Cc-@
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Chương 1
TỔNG QUAN VỀ TÌNH HÌNH NGHIÊN CỨU LIÊN QUAN ĐẾN
ĐẦU TƯ TRỰC TIẾP NƯỚC NGOÀI THEO HƯỚNG PHÁT TRIỂN
BỀN VỮNG Ở VÙNG KINH TẾ TRỌNG ĐIỂM BẮC BỘ

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<=<!*<'*<a/>,703cgt!0%†
%<a-TSUp'!<?*4;1%%a
><<=<!*?*YDS'>-TSU%Q
>*;1%
(7‡!<•nni‚-J'7Z7%•#@@@‚<?G-0*;
1 !!q*%";aYq
Q,'J&{[gG7>>4 !TSU<HI/*
Q, !71?J'7Z7%G-%!0!,8"
 !TSU-aDR4J,04
'**YD/*%,'-%/%43!
,W'Q,9>a/-3!,'
a3q=Q,o3!,TSUc
2 !‰!'‡•#@@@‚7x3q70<,0TSU4<v<=
>>TSU;1% !PL!?nj@Enni†Y/
G-0TSU*4LY%I;1%Q8!;
7Y<!*‰!'‡•#@@@‚!!%<a-TSU*4;1
%-"5!Y<=[5<'>a=
Q,'%,'8"<g
2 !ZZ•#@@i‚8!%"7kk80!>aTSU•!
['"!‚Mp!G-TSU;1%>
'08!,'a!"TSU%Q*
;1%-'sHI/[5<Q,P*
'<g/<-aTSU">[5<
Q,?*YD2aTSU>*[5<
Q,Yc7u*aTSU
2 !(%</!<•#@@#‚<'*Y4G
TSU*;1%Yc7 !
h02%<aTSU%Q>*4;1%
G[0%

F0]!Š!<•#@@@‚-+%7%!•#@@‚{'Y/TSU>*4
7W0+%7%!•#@@‚4*
 !TSUW00DG7x3q3<,"%Q5Go#i
%/W-!?nknE#@@@+8"Y/%TSU;Œ7u<'
;@-eŒW00D-%'*;';0DR0-%
8"43q;@-#;'.4c@-;'-c-;
W00D†%<aG0TSU-43qD
R0<Y"[48!&02
!-TSU>*%80 ! c<4
3q4DR0
]7P!•#@@@‚.5`<,TSU!7u
HI/!/%'M'7[0J&'*
k
'Q<g/>>0TSU7!>%'D>"
3<,o6#80! !!%!•95V-95:PvZ!‚
970<, !!?ne@Ennj!!?)<nejEnkinkjE
nnn+8"Y/G15:-[0TSUM>*'?'u
/-[0/<?<'"1
15PvZ!*R%ƒne@Ennj-{"!!
?)+l<,TSUfFSV;'*';'7u<'l<,
fFSV"'@-C';'•!?ne@Ennj‚-##';'
•!?nejEnki‚
‰!‡•#@@#‚7x3qc%<=7* !TSU
Pw !Q!['jC!-
%"R!##;'o;'nejnne"Y/G-0TSU>!s
8!&0;7"<=!-c<<?0%-
‹?%"!/809q-l<,TSUfFSV;<Œ7u3wl<,
fFSV;@-nC';'-7x3qc[8/
\ZX@-jk';'-7x3qc[8/XZX
/-'*70<?G0TSU%Q>*4

•nnn‚Y/G;7Y<!*3!,>0B22!c7
Q/@@Œ0J&{%‹D-TSUM>*<!"
Q/U37!*/o,!;?!/-
'* !4Q,<?%Qq*'*!'! !0

1.1.4. Những công trình nghiên cứu về đầu tư trực tiếp nước ngoài với
thương mại quốc tế
2,'TSUc'?Ma5`
<,TSU>%";%44.!/c'?!/%Q-Q8!
,7x3q'Q[8"4'08!,!LY%ITSU
"4><8!%+8"D<='&=<Y%!
JY/TSU%44c'?•]'b!%<-#@@6r
Z!<-#@@‚-%R%G%Q>'^8!,!TSU
c'?•F<3+<-nne‚
F<3+<•nne‚7x3q70<,z<='08!,!
LY%I-TSUl0!>'0BQ2!':-!Pv
Z!-J!+ƒ2a("2, !&Y/TSUoJ!+ƒ
2a(">"1'*%a%I !BQ
2!':/-%0TSUo2a(";a%I?80!
BQ2!':-TSUoJ!+ƒ"'a%I !80!o"2a("J!
+ƒ2=<?-TSU !2aJ!+ƒPvZ!<';a
%I !/oJ!+ƒ2a("+8" !&{p!G-TSU
o2a("J!+ƒM<';LY%I1BQ2!':7!J!+ƒ
2a("*HI/c'? !TSU2a("{=8!7Y/
@
15PvZ!2=<?-%Q>7!;%LY%I !Pv!/
2a("% !/%BQ2!':
PvZ!;<
]'b!%<•#@@6‚G,"'4>%44
<?TSU%!"%!-3>-"1?

7TSUHI/LY%I'?c<LY%I

1.1.5. Những công trình nghiên cứu về đầu tư trực tiếp nước ngoài với lao
động, việc làm và vốn con người
‰•-<!*<'*/0Y8!&;1%TSU>
;1%G?!c*,<'rQ8!
,?!c*,<'?W%->>=Y
.R3$ !3!,>0B22P.3$'*
'qHTSU !!<G'%)q?l<,
Y,,<'!-7,'*
 !TSU0?,<'<?%Q='=m29]S•nnC‚-
Q/!80!M?!%"e6,,<'->c
j@Œ,<'=?!oQ/'ˆC@Œ<o?
/-70,<''Q/!80!?!p'6Œ<<=<!
* !
X<!•#@@#‚* !Q/!80!"
<!*>%v; !DR<!* †M7x3q'**
3<,!?nk#Enn@ !eQ,*j
![8'08!,!<c7,3, !3!
,+8"Y/7,3, !Q/>
*4,5!%v; !R<!*
T7!J!7•nni‚7x3q'Q!Wc'?()E2!'
'Q%'!* !TSU<!*>!/?
PL!?neiEnkk+8"Y/-;1TSU<';
0<!*>!/!?%TSUa-Q/
'i@Œ<!*%va !DR"G-%
8"/"'*<Q/7x3qQ,s
`R<!*">%v;!
‘!•#@@‚!!"/G-'*%.15
%HDR<!*4!/W,<'!TSU><';"

!TSUY%-&"M%‹DTSU>
*%'.)TSU%Qp$)7q0-
's>gt!8!&W'Q,-5!*8"<g-H
I/?*'!%-;%";7"LYLY%I !a
P.3$a/-* !TSU;1%-
%!&Q,,!/-* !TSUY
/=8!5'Y
F,J K:+*/  $ % '/3/
L - 
2/yDVcJ!•#@@‚2/yP?•#@@6‚MW8
?*TSU1O,2!'#@@#%<aGTSU>*4
6
;1%Q8!%",[5<
* !TSU{LY,1Q,R3/<!*
<?!2 !2/yDJR($J/2=•#@@6‚-H
!'*70&O,2!'G7747HTSU1
h0O,2!'R%ƒnenE#@@#
2 !B2&VH•#@@6‚54? !TSU1
O,2!'-R%ƒnkkE#@@6{%‹D;1%1!q
*%>0B22->>TSU
2/yDVcJ!•#@@C‚M7x3q"!cD4
D<=* !TSU;1% ! !p
'08!,!TSUL>-"'•+8"Y/-TSU>*4
;1%>L>"'•1'*70D!c
ZK5(•#@@j‚M%="!c<54D
48!70<,0%r!G"`54D<=G'
* !TSU;1%!Q8!!%8!&<0
*2?'p?1Q,
!>'<d3,'!/-I'c%4,x
B5/<!>'>!s ? !O,2!'{<

5!;<HTSU-94 $(*-><8!
qW47W'-",'QR%3!-'QR<g-
?'QR<'?G'?7Y3w'QRO,
2!'<7>?!HTSU !80!Ra% "
B^B(•#@@‚Q8!,54?TSU !O,2!'
6;'•#@@eE#@@n‚-M!!LYG'cYB22?O,
2!';'"-cYTSU?O,2!'"$=7
G'?%!/-.,<<?
/%Q?=r'?TSU<tQ,rH
TSU"),8"TSU-)",'QRrcYTSU")
/5!'*!'!,8"!'! !O,2!''?<
7"LY-50DrcYTSU"),p8/
?W%ELM*
9TSU* !>;1%
Y-7TSU>*4-70%<?G-TSU
>*;1%YLM*-'QR-">
%,9HQ!LH=Q1O,2!'%‹D-TSU
%Q>*4;1%V<Q
1!%‹D'.4 !TSU;1-%E
LM*-7{'. !TSU*%-<g
"<3/%z'8"<g !2-(*-48/D!
c-%Q<3"Y !TSU5/!
i
F,J K:+*/  $ %+%'  (
+J;
2/y&K5-2/yK5)•#@@‚54TSU,
x&-yQO,2!'!?nniEnnnG/p'l
&YY7*TSUO,2!'-5/<?<<t'
O,2!'>*,!7'/,8"-,0'q
…HQ,'-… !3TSU9Q,7x3q

Q, !S22
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TSU080!!-1Q,%v;8"<g,?
%QpG'<?3!,TSU's>*<!"7!
3!,*D!Q8!/!Q,-Q8!83/
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<%7"LYQ,q=/-1O,2!';'
8!-'0<%!3!,TSU3!,*D!Q8!
%%!='=
2Q,q= !O,2!'c@;'8!-'.3M?
='*704-7w!=''0-
>Q,q=l<,*D!1'Y-
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,<)‚
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(' ';%NOP
J,=/,!3y!%W0"*?
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3H78!5' !3<a- !/!%
9Y/>%d2/yO;Vq-
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N3>/:;<=E)Q'-.RP2/yO,Js!-R3
ND0 *NPScD2--NA7&
#PZK5R--N2@SA!/F//
T *%PV?'B?-U#//N>
/:;<P2/y&!-5N>
/:;<-F!V6'P)))?44-70if#@O{B
:•#@#‚--N 3 O*."!:;<?4
+S-•ie‚r2/yB•#@6‚--N ,
>/:;<?4+S-•iC‚

/3q<!*<c7S22S>-<c""
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3!,TSU*""'*'<c!cc0G'?
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LzcY<=<!*2!-3!,TSU*"
"<c0!c38/D !<a71?0-33!
,TSU>.4%,S22'R>-&>%";'
07"LY%3!'*><Mc
9{"V!P2&-3M-TSU?!c*,<'
c•",<',<'‚<<=<!*3o!?%
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