TỔNG HỢP LÝ THUYẾT 53 CÂU HỎI THI MÔN THỊ TRƯỜNG CHỨNG KHOÁN – NEU

Câu 1 !"
Câu 2#!$%&'()*!$(+,()-!.,(/0!1,2(!3#!$
%&'+,*!4#!"56!7890
Câu 3:-;'!(+#!$!'(;(<=><!-(!'?(@,(#ABC0!1,2(
!3#!$!$!'(;(<0
Câu 4!1,2'()!"#!$%&'0
Câu 5DE'FG(.,G,("0
Câu 6H(!,5BI(!(!J/?K5$(EL?K(MK,+$!(!5
!(!,2N#!$:5
Câu 7!1,2*O()(;,!(!5
Câu 8'+,*(,,'+,2!"5
Câu 9:EP*(,Q%N:()*()25
Câu 10:(!3#!$%&'5#!$%&'(O*E315
Câu 11'(()*(?;;';R'#S)=(%2"Q,Q5
TT%&'
Câu 12';%;',!'(;(<5;',!'(;(<;QJ?();N:5
;',!'(;(</;N:!((()2
Câu 13;(<U(&()?();;',;(<5';%;',;5;',
;N:5(+*EO,Q!V(';(<*W(("*2<X
Câu 14!1,2'-1Y;(<$5DE';(<$,;(<Z(
Câu 15?(@1(<('%&'!"7E,[,DC\Q7]]8<20
Câu 16 0(,'%O(W(#!$%&':()25
I^,,;'!(+_\,`
Ia 0DE';(<$,%bGQ5
I8Uc!5c!%&'!":5
Câu 21:d<Oe<('YJ('!#;(<!'(;(<512<Of!":5
Câu 22!1,2(!3c(+*#!$!'(;(<;(<0
Câu 23M2;Q:()*()2g?K==(<;',;(<5
Câu 24BI1()*K/;',!'(;(<J;(<W(?();0

Câu 48!1,2'()*K1YM2%&'5P!M2%&':
("25
Câu 49:*M((W(M2%&':()*()25
Câu 50:P?M2%&':()*()25
Câu 51:1YZ;',M2%&':()*()25
Câu 52-M2%&':()*()25
Câu 53:l'M2%&'()2g*c*,W(();;#!$l
Câu 1: Hoạt động của NHTM trên TTCK.
nn'% !"
o 2",,% b!"pP&(?()W('
$R2",2<,(&/L(\&',W(!'()*,!Y,EL
?KEO(f+2JP()();K(<&-,,*;()'0
o X;Q,%*,' <*O&(?%&'J&(?
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&(?(0
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Ngân hàng thương mại với hoạt động kinh doanh chứng khoán
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1';(<!M.0}:()*J1YZ;',=P()j*!(

!()JYzJ>(%\f('!#0,QQ*%&'!
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E>,I,*(,*%!-<!pP,20M$J&',
,(()$I,*(1YY%&'3*OI,-;"*
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~'(E%&'M()*N,(&Y&zM()*N,(&Y
&z%&'&',0
~'?#K&'jS2&',f%&'&z0
!"I2,();K1YZ*(%=;Q,(!3,YNW
I,*(O(W(#!$%&'0f+f(;'!(+'I
,*(!"#!$%&',*!2"Q&("2<EP,
M#!$%&'0
Câu 2: Thị trường chứng khoán việt nam ra đời để hoàn thiện cấu trúc của TT tài chính. Trình
bày vai trò của thị trường chứng khoán để làm rõ nhận định trên? (T29).
Câu 3: Vấn đề phát triển thị trường trái phiếu được nhắc đến rất nhiều trong các diễn đàn hội
nghị APEC. Trình bày vai trò của thị trường trường trái phiếu.( trong gt)
Câu 4: Trình bày các loại lệnh trên thị trường chứng khoán.
f!('!\‚ƒ<„76fYJ=(+*9
,(!3f)(?#(*%('&W;)6Ak9
h)(?#(*%('&W;),)*c1'%&'&M(*%('J
?,Q!$(*M((W(+P()j*%('&W;)0
O(=(?#)=,&O(=&W;),=;I1!W)
(W(0
Câu 5: So sánh Quỹ đại chúng và quỹ thành viên.
Theo Luật Chứng khoán 2006:
FG(. FG,("
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M.06:…J:…7J:…xJ:…‚J

'=(/
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*KQJ$fJ(Y*(+'
!(!)O0
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;Y(M2,r()Y!&(?()2,)K2()2j
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Câu 10: Vai trò của thị trường chứng khoán? Bình luận thị trường chứng khoán giống như một
sòng bạc?
** Vai trò: T29
** Bình luận: Bình luận nhận định: "Thị trường chứng khoán Việt Nam như 1 sòng bạc"
I) Phải khẳng định rằng thị trường chứng khoán Việt Nam không phải 1 sòng bạc vì bản
chất đầu tư chứng khoán khác xa đánh bạc:

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~LO(X*7]]^("?O&M;Jf.KROE'*O7]](+*0
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:()*Mf&{sQ!("JsR'#=(&{s6:_„ˆ!3x
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„]ˆJ]]ˆ000J,&(#!$2Q!N2&M&#;J*-<=(,f+<*K
YOO0
Quan tâm tới lợi nhuận nhưng không quan tâm tới bổ sung kiến thức(<&(<%!1-&{
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%&'*,&Mf&(<%.((*b,**i(&w&'0
 Tin rằng "mình khôn ngoan nhất"0UI2,1(+()(<&(<%J,$((<
&(<%,(!V*&M-J(,2?g<!(b?
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Câu 11: Tỷ lệ lợi tức yc của NĐT
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M21Y(+*JG!/000W((&()<%&MŠ',!!Z(!M
.0

Câu 14: So sánh cp thường , cp ưu đãi:
m(O
t|,&O&Mf&{,&M,O
t“>*(;,MiENM2
tBQOf;Rj*f;p(@&M!.(J&(Qsf+j*1'!"&+-2
(Of;0
'
t;(<$
~h,(&R'2,=(/=;Š';“ENO(W(;QOŠQ%
Š',0h,Š(<1>1ŠY(f*s(M2;Q
~Uc(+*%&MO#JŠK,*%=(,X*M2J/E'
ŠI(%M2
~#(';!-2Y*!"#!“JŠK,=(M2J2QJ000
~“EN;f2LJ1(+2<J%J*;(<;',*W(
~P?*1'2+=6(!\*EO!,19
~U=("*2<J(?#!"&
t;(<Z(,(;(<Šq;“>*(;(<NEOZ(EW(
M>*(;(<$0:/?K
~UN*%%!("1()f/O#,X*?|M2,*XfZ(2&M6Š(<
Z(%902("&(=(2X"%;(<Z(&M<*,
Xj0
~U=("(Z(;Q!Š(<$6hM2!("?|+!Y!'(%J(<;
j,!Y%;(<Z(O(|31*W(('M;$9
~U("ŠI(,(EY3(M2&(zJ(Y(<0
'EOŠ(<“J;Z(f+f!&Mf*)•'0•;Z(*)•']]•D_JS
E-%,‚0„ˆEvN&Y%O#,‚0„•D_03<;Z(&Mf*)•'
%Ev2M1O•Y,„•D_eŠ(<
~2("M>*•;Z(&M*•1QLJ%L,(iY!#J%,&M
2*(Yz2
Câu 15: Thị trường Chứng khoán năm 2012

#!$%&':()*!X*7]71(<&'*0bEO('[tT?jR(
"**v!‚'QX*,2Q(Y*(+*!EO$((3(0/
&Y#!$1(<|(W(bEO0O(=(?#,('!#(?#!"
E,*!‚'QX*,EK(Y**!EO$((\'„<'
-2!Y**&q?,(#!$0:W(()XW(‚]ˆ!„'QX*E
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7]7W((X!Q*,1(<
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Câu 17: Hình thành TTCK cho DN vừa và nhỏ
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